Services

To independent directors with respect to their roles, responsibilities, liabilities, peer evaluation and monitoring of compliance with corporate laws.
On setting up of companies in the financial services sector.
On mergers, de-mergers and amalgamation of companies.
On reduction of capital.
On compliance with provisions governing Corporate Social Responsibility (“CSR”) by certain companies.
On compliance with laws governing companies on investor protection including the laws on transfer and transmission of securities.
On setting up compliance processes, procedures and internal controls to mitigate the risk of non compliance.
On registration and regulatory reporting under the provisions of Foreign Account Tax Compliance Act ("FATCA") as well as regulatory reporting under Common Reporting Standards ("CRS").
On compliance with Securities and Exchange Board of India (“SEBI”) regulations on businesses including that of:
  • Stock broking.
  • Merchant banking.
  • Portfolio management.
  • Debenture trustee.
  • Depository participants.
  • Mutual funds.
  • Venture capital.
  • Alternative investment.
  • Investment advisers.
  • Research analysts.
  • Real estate investment.
On compliance with other SEBI regulations or guidelines including matters related to:
  • Issuance of securities and disclosure requirements by companies with reference to initial public offer, follow on offer, rights offer, bonus and private placements by them.
  • Buy back of shares.
  • Employee stock option scheme (ESOP) and employee stock purchase scheme (ESOS).
  • Prohibition of insider trading.
  • Acquisition of shares and take over.
  • Listing obligations and disclosure requirements.
On Foreign Exchange Management Act ("FEMA") and its regulations applicable to companies including:
  • Foreign investment.
  • Borrowings including External Commercial Borrowing.
  • Lending in foreign currency.
  • Investment in foreign securities.
  • Regulatory reporting.
On Non Banking Finance Companies ("NBFC") related regulations and regulatory reporting required under the regulations.
Helping in decision making by Private Equity firms and Venture Capitalists by reviewing compliance risks.
Covering mergers and acquisitions of companies as well as businesses governed by SEBI regulations.
Reviewing Company records to ascertain compliance with various statutory laws applicable to the company.
Covering employee benefits and labour laws.
Covering compliance with covenants.
Compliance Audit of and advice with respect to compliance monitoring programmes for:
  • All entities registered with SEBI.
  • All NBFCs.
Secretarial Audit of all types of companies incorporated in India.
Setting up of companies in India.
Maintenance of statutory records.
Filing of various documents required under the Act with the Registrar of Companies.
Liasing with Government authorities.
Certifications required from a practicing professional.
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